Section R4-7-1406. Reporting; Civil Penalty

A.      A business entity that reports a change to any owner, officer or director pursuant to A.R.S. § 32-934(D)(2) shall include the following:

1.        Any record of the new owner, officer or director being convicted of, pleading guilty to, or pleading nolo conten- dere to a misdemeanor or a felony, even if the record of the conviction or plea was sealed or expunged or the con- viction was set aside or forgiven, and any record of an arrest, investigation, indictment, or unconcluded charge.

2.        Any record of a new owner, officer or director being refused a license to practice chiropractic or any other pro- fession in this or any other jurisdiction, and any record of a disciplinary action taken against the new owner, officer or director’s license in this or any other jurisdiction.

B.       A business entity that fails to comply with A.R.S. § 32-934(D) shall   pay  to  the  Board  a  non-refundable  civil  penalty   of

$100.00 for each violation. If the business entity fails to pay the civil penalty within  30 days, the business entity shall within 15 days pay an increased civil penalty of one $150.00 for each violation.

Historical Note

New Section made by final rulemaking at 20 A.A.R.

2239, effective October 5, 2014 (Supp.14-3).