Section R4-46-403. Change in Controlling Person or Agent for Ser- vice of Process

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A.      If any of the information submitted under R4-46-401(B)(2) changes, the controlling person of the registered AMC shall provide to the Department written notice of the change within 10 business days.

B.       If an individual becomes the controlling person of a registered AMC and the information required under R4-46-401(B)(3) was not previously submitted for the individual, the new con- trolling person shall ensure that the required information is submitted to the Department within 10 business days after the change in controlling person.

C.      If a registered AMC is required under A.R.S. § 32-3662(B)(4) to provide the name and contact information for an agent for service of process in this state, the controlling person of the AMC shall provide Department staff written notice of any change in the information within 10 business days.

Historical Note

New Section made by final rulemaking at 21 A.A.R.

1675, effective October 6, 2015 (Supp. 15-3).

                    
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