Section R20-5-303. Forms Prescribed by the Commission  


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  • The Commission shall make the following forms, which contain the information listed, available upon request.

    1.        Initial application for employment agent license:

    a.        Name of candidate, including other names used by the candidate;

    b.        Personal identifying information of candidate;

    c.        Residence, length of residence, and place of prior residency of candidate;

    d.        Employment history of candidate, including work history and experience as an employment agent;

    e.        Personal references of candidate;

    f.         Felony and misdemeanor convictions of candidate;

    g.        Name, trade name, divisions and all other names under which candidate intends to do business;

    h.        Proposed location of all business sites;

    i.         Organizational structure of business;

    j.         Names and addresses of all persons or firms having a financial interest in the business and the percent- age of financial interest of each person’s or firm’s share;

    k.        Job classifications of proposed clientele;

    l.         Fee rates and schedules of business;

    m.      Names and addresses of all persons who will be involved in the management and supervision of the business at all locations of the business;

    n.        Information  relating  to  Workers’  Compensation Insurance; and

    o.        Request for education records; and

    p.        Request for military discharge records.

    2.        Business financial statement:

    a.        Name of candidate;

    b.        Business address of candidate; and

    c.        Disclosure of financial information of candidate that pertains to financial stability or irregularity, misap- propriation, conversion, irregular withholding or accounting of money belonging to another person.

    3.        Personal financial statement:

    a.        Name of candidate or managing agent;

    b.        Home address of candidate or managing agent; and

    c.        Disclosure of personal financial information of can- didate or managing agent that pertains to financial stability or irregularity, misappropriation, conver- sion, irregular withholding or accounting of money belonging to another person.

    4.        Supplemental application:

    a.        Name  and  telephone  number  of  managing  agent, including other names used by the managing agent;

    b.        Name of private employment agent with whom the managing agent intends to associate;

    c.        Personal identifying information of managing agent;

    d.        Residence, length of residence, and place of prior residency of managing agent;

    e.        Employment history of managing agent, including work history and experience as an employment agent;

    f.         Personal references of managing agent;

    g.        Felony and misdemeanor convictions of managing agent; and

    h.        Request for education records; and

    i.         Request for military discharge records.

    5.        Renewal application for employment agent license:

    a.        Name, address, and telephone number of licensee seeking renewal;

    b.        Position of licensee with employment agent busi- ness;

    c.        Name, trade name, including abbreviations of name or trade name, of licensee seeking renewal;

    d.        Current  legal  business   status  of  licensee  seeking renewal;

    e.        Name of managing agent;

    f.         Type of business to be renewed;

    g.        Address of all business sites of licensee;

    h.        Name of all divisions operated by licensee;

    i.         Names and addresses of other businesses operated by licensee;

    j.         Number  of  placement  counselors  employed  by licensee during preceding year;

    k.        Schedule of fees and rules implemented by licensee and any changes in the schedule of fees and rules during the preceding year;

    l.         List of changes made to forms required by A.R.S. § 23-521 et seq. and this Article in the preceding year;

    m.      Information pertaining to complaints received in the preceding year by the licensee; and

    n.        Information pertaining to compliance with the Ari- zona workers’ compensation laws.

Historical Note

Former Rule III; Amended effective March 9, 1981

(Supp. 81-2). R20-5-303 recodified from R4-13-303 (Supp. 95-1). Section R20-5-303 repealed; new Section R20-5-303 adopted effective September 9, 1998 (Supp.

98-3).