Arizona Administrative Code (Last Updated: November 17, 2016) |
Title 20. COMMERCE, FINANCIAL INSTITUTIONS, AND INSURANCE |
Chapter 4. DEPARTMENT OF FINANCIAL INSTITUTIONS |
Article 14. INVESTIGATIONS |
Section R20-4-1403. Subpoenas: Service; Amendment; Investigation or Examination not a Condition of the Superintendent’s Sub- poena Power
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The Superintendent may serve a subpoena either by personal deliv- ery or by first class, certified, or express mail, or by facsimile trans- mission. A Department employee, or an attorney or agent of the Attorney General’s office, may accomplish service for the Superin- tendent. The Superintendent may amend a subpoena at any time, and may serve the amended subpoena as provided in this Section. Under A.R.S. §§ 6-123(3), 6-124(B), and 12-2212, the Superinten- dent may compel testimony or document production, by subpoena or other means, regardless of whether an examination or investiga- tion is in progress.
Historical Note
Adopted effective February 7, 1978 (Supp. 78-1). Former Section R4-4-1403 repealed, new Section R4-4-1403 renumbered from R4-4-1407 and amended effective August 14, 1991 (Supp. 91-3). R20-4-1403 recodified from R4-4-1403 (Supp. 95-1). Amended by final rulemaking at 9 A.A.R. 4653, effective December 6, 2003
(Supp. 03-4).